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Investor – Rights and Obligations
Investor Rights
Investor Obligations
The right to get
The best price
Proof of price/brokerage charged
Your money/shares on time
Shares through auction where delivery is not received
Square up amount where delivery not received in auction
The obligation to
Sign a proper Member-Constituent Agreement
Possess a valid contract or purchase/sale note
Deliver securities with valid documents and proper signatures
The right for redressal against
Fraudulent price
Unfair brokerage
Delays in receipt of money or shares
Investor unfriendly companies
The obligation to ensure
To make payment on time
To Deliver shares on time
To send securities for transfer to the company on time
Forwarding all the papers received from the company under objections to the broker on time
